Regulated industries
Finance, energy/utilities, healthcare, pharma, telecom
ISO 37301 helps you prevent breaches, prove due diligence, and embed ethical conduct across your enterprise.
ISO 37301 specifies requirements for a Compliance Management System that prevents, detects, and responds to non-compliance. It is certifiable and replaces ISO 19600 (guidance). You get a structured approach to identify obligations, assess risks, set controls, monitor effectiveness, and drive continual improvement. Integrates with 9001/27001/45001 via the Annex SL structure.
Finance, energy/utilities, healthcare, pharma, telecom
Construction, oil & gas, logistics, government contracting
Internal controls, compliance tooling, audit trail
Multi-jurisdictional legal registers and cross-border processes
Legal register monitoring, case management, third-party risk screening, LMS, policy management, and control testing.
2–4 weeks — maturity baseline, roadmap, quick wins
3–6 weeks — obligations register, risk method, policy suite, RACI, tools
4–8 weeks — workflows, training, third-party DD, speak-up, monitoring plan
2–4 weeks — trial run, evidence pack, MR, certification readiness
Typical readiness: 10–16 weeks single-site; 12–20 weeks multi-region.
Pricing guidance: Single-site CMS from $XXk depending on scope and tooling. Multi-region: custom. Training: per-seat or private cohort; bundle discounts.
Clause-by-clause maturity review and prioritized plan.
Register, screening, KRIs, and issue taxonomy.
Code of conduct, ABAC, competition, conflicts, donations, third-party, records.
Risk model, screening criteria, and contract clauses.
Channels, SOPs, case management, reporting (align 37002).
Plan, schedules, sampling, and evidence.
Programs, checklists, dashboards, and board pack.
CB selection, Stage 1/2 coaching, CAPA closure.
Conduct risk, sanctions, AML interface, product governance.
Permits, concessions, third-party contractors, gifts/hospitality.
Subcontractor vetting, bid-rigging prevention, site compliance.
Intermediaries due diligence, local content, sanctions.
Procurement compliance, conflicts, transparency.
Promotional compliance, HCP ToV, data protection.
Yes. ISO 37301 specifies requirements and can be third-party certified.
ISO 19600 was guidance. ISO 37301 adds certifiable requirements and stronger governance.
Use ISO 37301 for enterprise compliance. Add ISO 37001 if customers or regulators require anti-bribery certification.
Apply risk-based due diligence at onboarding and renewal, use screening, contractual clauses, and ongoing monitoring.
Obligations register ownership, risk results, control operation logs, case register, CAPA effectiveness, and MR minutes.
Yes. Share risk, document control, internal audit, and MR to reduce effort.
CBs use risk-based sampling. Keep central policy, local procedures, and site evidence aligned.
Typically 10–16 weeks after gap, depending on scope, tooling, and culture.
Discuss scope, jurisdictions, tooling, and certification timelines with an AEC expert.